Whistleblower intake · FIEA Part V, CSA s5

Report a concern

Use this form to report misconduct, unregistered deposit-taking, misuse of client funds, or any suspected breach of financial law. Reports go directly to the DOC compliance team. Whistleblowers who report in good faith are protected by law from retaliation, and reports can be filed anonymously.

You are not signed in, so this report is filed anonymously. Sign in first if you want the compliance team to be able to follow up with you.

Reporter identities are confidential. They are visible to compliance managers and the Secretary only, and are never included in case files or officer views. Anonymous reports store no identity at all.